We are pleased to offer you a new course in January 2025.
This one day course has been designed for qualified managers, risk managers and compliance officers of FINMA regulated trustees and portfolio managers to comply with the requirement for continuous training
It will also be possible to join for the afternoon session only (relevant for all employees/starting 13.30). You will receive a folder with documention and a certificate of attendance will be provided.
TOPICS and SPEAKERS
Regulatory Reporting Obligations and Other Duties Post-License
BARBARA GALLATI, PwC, Attorney-at-law, Legal FS Regulatory and Compliance Services www.pwc.ch
Prudential supervision – practical experience
RALPH FREY, AOOS - Schweizerische Aktiengesellschaft für Aufsicht, CEO www.aoos.ch
Trustee Activities – Scope of the Swiss Regulation and related Implications
MARC BLUMENFELD, Alithis AG, Managing Director www.alithis.ch
AML and Sanctions – Brush-up and recent developments
THOMAS HULMANN, Grant Thornton AG, Partner www.grantthornton.ch
Detailed programme
We are looking forward to welcome you to this course.
STEP Committee
STEP Zurich Centre Supporter
STEP Zurich Centre Supporter
